Transparent Conducting Gallium-Doped Zinc Oxide Thin Films on Glass Substrate for Optoelectronic Device Applications

 

Himadri Sekhar Das,1,2,3,* Santanu Mishra,2 Mrinal Kanti Dash,2 Prasanta Kumar Nandi,3 Subir Kumar Maity,4 Debnarayan Khatua,5 Anindita Chatterjee,6 Zhanhu Guo,7 Ben Bin Xu7 and Gourisankar Roymahapatra2

 

1 Dept. of Electronics and Communication Engineering, Haldia Institute of Technology, Haldia 721657, India.

2 Dept. of Applied Sciences, Haldia Institute of Technology, Haldia 721657, India.

3 Dept. of Chemistry, Indian Institute of Engineering Science and Technology, Shibpur 711103, India.

4 School of Electronics Engineering, Kalinga Institute Industrial Technology, Bhubaneswar 751024, India.

5 School of Sciences, Woxsen University, Hyderabad 502345, Telangana, India.

6 Dept. of Chemistry, Raghu Engineering College, 531162, Visakhapatnam, Andhra Pradesh, India.

7 Mechanical and Construction Engineering, Faculty of Engineering and Environment, Northumbria University, Newcastle Upon Tyne, NE1 8ST, UK.

*Email: himadrisekhar_das@rediffmail.com; das.himadrisekhar@gmail.com (H. Das)

 

Abstract

Gallium (Ga)-doped zinc oxide (GZO) thin film is a promising alternative anode material to indium doped tin oxide (ITO) in organic light-emitting diode (OLED) applications. In this paper, ZnO:Ga transparent conducting oxide (TCO) thin films were deposited on glass substrates by radio frequency (RF) magnetron sputtering techniques. Variations of electrical, optical, and structural properties of GZO films with different substrate temperatures were investigated. Among different substrate temperatures, 200 ºC substrate temperature deposited film shows the lowest resistivity 2.45×10-4 Ω cm with an optical transmission of more than 90 %. Finally, GZO thin film was used as an anode material in OLED devices and was also compared with the ITO anode-based OLED. The obtained GZO-based OLED shows similar performance compared with ITO-based OLED devices.

 

Keywords: RF magnetron sputtering; Ga-doped zinc oxide; Transparent conducting oxide; Organic light-emitting diode.

 

Table of Contents

 

Innovative Description: Transparent conducting Gallium-doped Zinc oxide thin films on glass substrate were built for optoelectronic device applications.

 


1. Introduction

Transparent conducting oxide (TCO) thin films have been widely used in different important fields of modern civilization such as solar cells, optoelectronics and different display applications.[1-7] Among all the transparent conducting thin films, indium tin oxide (ITO) and tin(iv) oxide (SnO2) were used as anode materials due to their high electrical conductivity, high optical transmission with low sheet resistance and high mobility.[8-11] However, the high cost involved in the production of ITO and SnO2 film, as well as its performance degradation under hydrogen atmosphere made researcher think of alternative TCO materials. The doped ZnO thin films were found extremely demanding as alternative TCO materials. ZnO-based films are nontoxic, low cost and easily available, which make them more appropriate alternative for ITO based TCO materials.[12-20] It was found that the doping of low concentration Group-I elements into ZnO enhanced the optoelectronics properties in the organic electronic device applications,[21,22] and these films demonstrated comparatively higher mobility and lower work function than bare ZnO film. In the case of organic solar cells, the performance of the cell can be enhanced by increasing the charge collection efficiency and reducing charge recombination rate by introducing Li ions and LiF into ZnO thin film.[23, 24] 

Due to high crystallinity and no-toxic nature, doped ZnO-based TCO materials have been used for different optoelectronics applications. Both doped and undoped ZnO-based films do not degrade in hydrogen plasma atmosphere. Different deposition techniques are used to prepare ZnO thin films such as pulsed laser deposition (PLD), chemical vapor deposition (CVD), sol-gel, direct current (DC) sputtering, radio frequency (RF) magnetron sputtering etc.[25-29] Among all the deposition techniques, RF magnetron sputtering deposited film shows better crystalline structure due to its high kinetic energy, high ejection and deposition rate.

In this work, RF magnetron sputtering was used to prepare the Ga doped ZnO (GZO) films at nearly room temperature. Their electrical, optical and structural properties were studied. The efficiency of the synthesized GZO films was tested as anode materials for OLED devices and their current–voltage characteristic of GZO-based OLED was compared with ITO-based OLED.  

 

2. Experimental

Different layers of ZnO:Ga and LED materials were deposited on the glass substrate. The purchased organic material was sublimated and purified before deposition by high vacuum purification system. In this experiment, the OLED material consisted the layers of TCO (180 nm), poly-(N,N'-bis(4-butylphenyl)-N,N'-bis-(phenyl)-benzidine) (TPD, 50 nm), Tris-(8-hydroxyquinolinato) aluminium (Alq3, 40 nm),  lithium fluoride (LiF, 2 nm) and Al (130 nm). During OLED fabrication for smooth surface of the TCO layer, the process was carried out by thermal evaporation with a vacuum level of 3×10-6 Torr. Deposition of every layer of the device was conducted at 0.5−1Å/s. After deposition of each material, the device was encapsulated with bare glass in the glovebox without oxygen under the moisture < 0.2 ppm.

GZO thin film was deposited on glass substrate by dual-target RF magnetron sputtering system at 13.56 MHz frequency 120 W RF-power, and 2.6×10-3 mbar chamber pressure. The substrate temperature (Ts) varies from 50 ºC to 300 ºC under argon gas atmosphere. ZnO:Ga (Ga=3 wt%) was used to deposit film on 99.99% pure sintered ceramic disc of 2 inch diameter and 5 inch thick. During the deposition, constant argon flow was maintained at 40 sccm throughout the experiment. At the time of deposition, RF power and base pressure were maintained at 120 W and 5.6×10-6 mbar, respectively. Before film deposition, the substrate was thoroughly cleaned, impurities were removed by ultrasonic-bathing, and the substrate was cleaned with acetone, de-ionized water, and alcohol sequentially. Finally, the substrate was cleaned with isopropyl alcohol (2-propanol) for 15 min and then dried in N2 gas atmosphere. The distance between the substrate and target was maintained 6 cm throughout the experiment.

The electrical properties like resistivity, mobility, and carrier concentration were measured by the Ecopia-HMS-3000. The optical transmission of the film (solid state) was studied by the double beam UV-Vis spectrophotometer; Perkin Elmer Lamda-35. X-ray diffraction (XRD) (Philips PW 1710 diffractometer, Cu Kα radiation, λ=1.54178Å) was used to examine the structural properties of the GZO films. To study the microstructure morphology of the GZO thin film, the thin film on glass substrate was placed under the scanning electron microscope (SEM) and image was taken. The SEM analysis was performed with a Carl Zeiss SMT Supra 55 instrument.

 

3. Result and discussion

For Ts at 200 °C, GZO films exhibit excellent electrical properties (ρ = 2.45×10-4 Ω cm & Rs=19 Ω/sq, high optical transmission (%T > 90%), and high carrier density (4.35×1021 cm-3), and so it could be the optimum Ts for synthesizing GZO films. It shows an improved efficiency compared to ITO films, except that the mobility of the GZO films was 2-3 times lower than ITO.[30-31] Fig. 1(a) depicts the XRD pattern of a GZO thin film, and (b) depicts the SEM image of GZO thin film under argon gas atmosphere (inert). From the figure, it is clear that GZO shows the diffraction peak at (002) 34.45º. XRD results matched with the popular JCPDS 36-1451 file of the hexagonal wurtzite structure of ZnO. The full width at half maximum (FWHM) values decrease as the Ts of the film rises gradually. As the temperature increases, crystallinity increases, improving the electrical properties of the film. The high intense (002) peaks indicate that the c-axis orientation of the crystallite is perpendicular to the substrate. The average grain size of the TCO thin film was calculated by using the Scherrer’s formula (D = cosθ), where λ is the X-ray wavelength (λ=1.54178Å), it is the maximum Bragg diffraction peak (in radians), and is the XRD peak's full width at half maximum (β=FWHM), K=0.94 Scherrer’s constant.[32] Table 1 shows the variation of electrical parameters like resistivity, mobility, and carrier concentration of GZO thin films with different substrate temperatures. They have been plotted in surface graph (Fig. 2) to understand the variation with different parameters.

 

Fig. 1 (a) XRD pattern of GZO thin film at 200 oC substrate temperature. (b) SEM image of GZO thin film under argon gas atmosphere (inert).

 

Table 1. Properties of GZO film under different substrate temperatures.

TS (ºC)

Resistivity

ρ

(Ω cm)

Sheet resistance (nm) Rs=ρ/t

Mobility

ì

(cm2/V.s)

Carrier concentration

(cm-3)

T (%)

Band gap

(eV)

Crystallite size

(nm)

Figure of Merit (FOM)

ΦTC = T10/ Rsh

( Ω-1)

FWHM

50

8.32×10-4

12

30.12

3.53×1021

92.4

3.34

19.62

3.78×1018

0.42

100

6.36×10-4

16

32.23

3.71×1021

91.6

3.28

20.22

2.59×1018

0.38

150

5.75×10-4

21

33.42

4.15×1021

91.2

3.26

21.46

1.89×1018

0.32

200

2.45×10-4

23

34.45

4.35×1021

90.0

3.25

22.72

1.51×1018

0.26

250

3.24×10-4

25

28.21

4.21×1021

89.6

3.24

23.62

1.33×1018

0.22

300

4.31×10-4

28

16.25

3.81×1021

88.4

3.23

24.52

1.04×1018

0.15

 

It is found that when the Ts increased from 50 ºC to 200 ºC, the resistivity gradually decreased from 8.32×10-4 Ω cm to 2.45×10-4 Ω cm. Moving from 250 ºC to 300 ºC, the resistivity showed a slightly increasing trend, i.e., 3.24×10-4 Ω cm at 250 ºC and 4.31×10-4 Ω cm at 300 ºC (Table 1, Fig. 2). The decrease in resistance is due to the increase in both mobility and carrier concentration (Fig. 2(a) and (b)). The increasing trend of resistivity after 250 ºC is anticipated due to the presence of contamination remaining on glass substrate even after cleaning. Same phenomenon was observed in case of carrier concentration and mobility of GZO with respect to increase in Ts (Fig. 2(c)). The increase in carrier concentration (50 ºC to 200 ºC) might be due to more diffusion of Ga atoms from interstitial positions and grain boundaries into Zn cation sites, and the decreasing trend beyond 250 ºC might be due to the presence of small contamination on glass substrate as discussed earlier. Fig. 2(d) demonstrates that the crystallite size of the GZO film increases smoothly as Ts increases. Fig. 2(e) demonstrates that the transparency (%) increases as temperature and crystallite size increase. Fig. 2(f) shows the band gap (eV) in relation to temperature and resistivity on this surface plot. Here, despite a high theoretic correlation between these three factors, there is only a very slight variation in the band gap of GZO film with increasing temperature and resistivity. Figure of merit (FOM) of the TCO thin film is a parameter to identify the quality of the TCO films. Good quality of transparent conducting film can be judged by the higher FOM value. The FOM of a thin film can be calculated using the Equation: FOM (ΦTC) = T10/Rsh, where T represents total transmittance and Rsh represents sheet resistance.[33]

Figure 3 shows the optical transmittance of GZO and ITO film, scanned from 300 nm to 1100 nm. Both the films show optical transmission of ~90% in the visible region (for ITO, it starts at 390 nm and for GZO, it starts from 500 nm) of the solar spectrum. High transmission spectra indicated that the GZO film would be a better anode material for OLED.  In the current study, it is found that FOM values are extremely high, indicating good quality of the TCO films. There is a decreasing trend with increasing Ts. The FOM values (1.51×1018 - 1.33×1018 Ω-1)  at 200 - 250 ºC are very close to our previously reported ZnO:Al/Glass  (1.16×1018 Ω-1).[17]

 

Fig. 2 (a). A surface graph of resistivity (ρ; 1 × 10-4 Ω cm,) w.r.t substrate temperature (Ts; °C)(X-axis) and mobility (µ; 1 × 10-1 cm2/V. s) (Y-axis); (b) Surface graph of mobility (µ; 1 × 10-1 cm2/V. s) w.r.t Ts in °C (X-axis) and resistivity (ρ; 1 × 10-4 Ω cm,) (Y-axis); (c)  Surface graph of carrier concentration (1×1021 cm-3) of GZO film w.r.t Ts in °C (X-axis) and resistivity (ρ; 1× 10-4 Ω cm)(Y-axis); (d)  Surface graph of T (%) of GZO film w.r.t Ts in °C (X-axis) and crystallite size (nm)(Y-axis); (e) Surface graph of crystallite size (nm) of GZO thin film w.r.t Ts in °C (X-axis) and transparency T (%)(Y-axis); (f) Surface graph shows the band gap (eV) w.r.t substrate temperature (Ts; in °C)(X-axis) and resistivity (ρ; 1 × 10-4 Ω cm,)(Y-axis).

 

4.1. Organic light-emitting diodes characterization

Organic light-emitting diodes (OLEDs) were fabricated using GZO and ITO as anode materials and were finally compared with two configurations. The device architecture of GZO and ITO-based OLEDs and the Schematic energy level diagrams are shown in Fig. 4 and Fig. 5, respectively. During the comparison study, certain parameters were maintained the same for both the ITO and GZO film (resistivity; 2.1×10-4 Ω cm, sheet resistance; 5.6 Ω/sq, carrier concentration; 1.25×1021 cm-3, mobility; 25 cm2/V.s.) The device was configured with TCO (180 nm)/ TPD (50nm)/ Alq3 (40 nm) / LiF (2 nm)/ Al (130 nm).

Fig. 3 UV-vis transmittance spectra of GZO and ITO thin film.

 

Figure 4 shows the energy level diagram of a single layer Alq3 device. It is too complex to analyze through 2-D diagram. Here, Al acts as cathode and is responsible for the electron emission. Light can be generated by passing current through them. It requires a lower voltage than other devices such as LED, LCDs. At first, a glass substrate is coated with ITO or GZO materials. On the top of this device, a metal is placed as an anode. In between ITO and metal anode, two very thin low organic materials such as TPD and Alq3 are placed. The most important one is an electroluminescent layer consisting of a metal chelate called Alq3 for short. It is a highly fluorescent semiconducting material of emission wavelength at around 550 nm and it fluoresces under irradiation with UV-light.

 

Fig. 4 Device architecture of GZO and ITO based anode.

 

Figure 5 depicts the schematic band diagram of GZO and ITO-based OLED. Since the positively biasing ITO or GZO layer acts as ‘hole’ generator layer while due to the application of negative biasing on Al, it acts as an electron emitter layer in the device. The work function for ‘hole’ conduction is 4.7 eV in ITO and 4.3 eV for GZO and it is 5.8 eV in AlQ3 material. It is not easy to transport hole from 4.7 eV (ITO) or 4.3 eV (GZO) to 5.7 eV easily and there will be a quantum inefficiency of hole and electron. So, another material was needed, whose work function resides in between 4.6 eV and 5.8 eV (such as TPD, whose work function is 5.7 eV) to remove the mismatch between hole and electron concentration from both sides of Alq3 layer.

As Al is on the cathode side (work function 4.2 eV), the electrons are easily transported to Alq3 conduction layer (3 eV) through LiF layer (conduction band at 2.4 eV) absorbing 1.8 eV of energy by electron on Al layer (as shown in the figure) from the power supply. This LiF layer is also known as hole blocking layer. On Alq3, when electrons recombine with hole coming from ITO or GZO, light emission takes place from this organic material and makes it as OLED. The luminescence occurs between HOMO-LUMO levels in Alq3 material. Evac is considered as the zero potential energy level.

 

Fig. 5 Schematic band diagram of GZO and ITO-based OLED.

 

In case of ITO anode-based OLED, the current increased rapidly due to its relatively high work function (Fig. 6) compared to GZO. The performance of the OLED depends on the work function of the TCO materials. The barrier height in the anode between GZO and TPD was about 1.43 eV. However, the ITO work function increased to 4.7 eV when the barrier height was about 1.03 eV. To get a clearer explanation, further study is needed to enhance the work function with an appropriate surface modification process by improving the carrier injection properties at the GZO/TPD interface. Generally, low work function anode materials are appropriate for OLED to achieved high electron injection efficiency. Here, it was found that the GZO film showed lower work function compared to ITO, and hence would be a better TCO material to be used as an anode in OLED [34-36] and different optoelectronics device applications. The current density (J, A/cm2) for the I-V curve (Fig. 6) shows that the current of the OLED with the GZO anode gave better results when compared to the ITO-based OLED. 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Fig. 6 Current–voltage characteristic of GZO and ITO-based OLED.

 

4. Conclusion

A GZO thin film was deposited on a glass substrate by RF magnetron sputtering deposition techniques. The electrical, optical, and work functions of GZO film were studied and analyzed. Finally, 200 °C was found to be the optimum substrate temperature, where a low resistance (2.45×10-4 Ω cm) and high mobility (34.45 cm2/V.s) GZO film was achieved. It is found that FOM values are extremely high, indicating the good quality of the TCO films, and at 200 - 250 ºC the GZO film can be treated as alternative to ZnO:Al/Glass and ZnO:Al/PEN thin films.[17] GZO anode-based OLED was fabricated and also compared with an ITO anode-based OLED. Finally, when compared to their current voltage characteristics, GZO anode-based OLED shows quite promising results and near 500 nm, the observed optical transmission of ~90% suggests that it could be used for optoelectronics applications. 

 

Acknowledgment

The authors sincerely acknowledge the R&D and instrumental support provided by the Centre of Excellence for Green Energy and Sensor Systems, Indian Institute of Engineering Science and Technology (IIEST), Shibpur, Howrah; and School of Electronics Engineering, Kalinga Institute of Industrial Technology (KIIT), Bhubaneswar; Department of Chemistry, Raghu Engineering College, M.P., India. Author HSD sincerely acknowledges the research facility provided by the Department of Applied Sciences, Haldia Institute of Technology for his post-doctoral research project. GR wants to thank DST-SERB, Govt. of India for the fanatical support under the TAR/2022/000162 project grant.

 

Conflict of Interest

There is no conflict of interest.

 

Supporting Information

Not applicable.

 

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